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The separation of powers principle functionally differentiates several types of state power (usually law-making, adjudication, and execution) and requires these operations of government to be conceptually and institutionally distinguishable and articulated, thereby maintaining the integrity of each. To put this model into practice, government is divided into structurally independent branches to perform various functions (most often a legislature, a judiciary and an administration, sometimes known as the trias politica). When each function is allocated strictly to one branch, a government is described as having a high degree of separation; whereas, when one person or branch plays a significant part in the exercise of more than one function, this represents a fusion of powers.
History
Antiquity
In the Roman Republic, the Roman Senate, Consuls and the Assemblies showed an example of a mixed government according to Polybius (Histories, Book 6, 11–13). It was Polybius who described and explained the system of checks and balances in detail, crediting Lycurgus of Sparta with the first government of this kind.
Early modern concepts of mixed government
John Calvin (1509–1564) favoured a system of government that divided political power between democracy and aristocracy (mixed government). Calvin appreciated the advantages of democracy, stating: "It is an invaluable gift if God allows a people to elect its own government and magistrates." In order to reduce the danger of misuse of political power, Calvin suggested setting up several political institutions that should complement and control each other in a system of checks and balances. In this way, Calvin and his followers resisted political absolutism and furthered the growth of democracy. Calvin aimed to protect the rights and the well-being of ordinary people.[need quotation to verify]
In 1620 a group of English separatist Congregationalists and Anglicans (later known as the Pilgrim Fathers) founded Plymouth Colony in North America. Enjoying self-rule, they established a bipartite democratic system of government. The "freemen" elected the General Court, which functioned as legislature and judiciary and which in turn elected a governor, who together with his seven "assistants" served in the functional role of providing executive power.Massachusetts Bay Colony (founded 1628), Rhode Island (1636), Connecticut (1636), New Jersey, and Pennsylvania had similar constitutions – they all separated political powers.
John Locke (1632–1704) deduced from a study of the English constitutional system the advantages of dividing political power into the legislative (which should be distributed among several bodies, for example, the House of Lords and the House of Commons), on the one hand, and the executive and federative power, responsible for the protection of the country and prerogative of the monarch, on the other hand, as the Kingdom of England had no written constitution.
Tripartite system
During the English Civil War, the parliamentarians viewed the English system of government as composed of three branches – the King, the House of Lords, and the House of Commons – where the first should have executive powers only, and the latter two legislative powers. One of the first documents proposing a tripartite system of separation of powers was the Instrument of Government, written by the English general John Lambert in 1653, and soon adopted as the constitution of England for few years during The Protectorate. The system comprised a legislative branch (the Parliament) and two executive branches, the English Council of State and the Lord Protector, all being elected (though the Lord Protector was elected for life) and having checks upon each other.
A further development in English thought was the idea that the judicial powers should be separated from the executive branch. This followed the use of the juridical system by the Crown to prosecute opposition leaders following the Restoration, in the late years of Charles II and during the short reign of James II (namely, during the 1680s).
The first constitutional document to establish the principle of the separation of powers in government between the legislative, executive, and judiciary branches was Pacts and Constitutions of Rights and Freedoms of the Zaporizhian Host, written in 1710 by Ukrainian Hetman Pylyp Orlyk.[verification needed]
John Locke's legislative, executive, and federative powers
![image](https://www.english.nina.az/wikipedia/image/aHR0cHM6Ly93d3cuZW5nbGlzaC5uaW5hLmF6L3dpa2lwZWRpYS9pbWFnZS9hSFIwY0hNNkx5OTFjR3h2WVdRdWQybHJhVzFsWkdsaExtOXlaeTkzYVd0cGNHVmthV0V2WTI5dGJXOXVjeTkwYUhWdFlpOHdMekJtTDBwdmFHNWZURzlqYTJWZllubGZTbTlvYmw5SGNtVmxibWhwYkd3dWFuQm5Mekl5TUhCNExVcHZhRzVmVEc5amEyVmZZbmxmU205b2JsOUhjbVZsYm1ocGJHd3VhbkJuLmpwZw==.jpg)
An earlier forerunner to Montesquieu's tripartite system was articulated by John Locke in his work Two Treatises of Government (1690). In the Two Treatises, Locke distinguished between legislative, executive, and federative power. Locke defined legislative power as having "... the right to direct how the force of the commonwealth shall be employed" (2nd Tr., § 143), while executive power entailed the "execution of the laws that are made, and remain in force" (2nd Tr., § 144). Locke further distinguished federative power, which entailed "the power of war and peace, leagues and alliances, and all transactions with all persons and communities without [outside] the commonwealth" (2nd Tr., § 145), or what is now known as foreign policy. Locke distinguishes between separate powers but not discretely separate institutions, and notes that one body or person can share in two or more of the powers. Within these factors Locke heavily argues for "Autry for Action" as the scope and intensity of these campaigns are extremely limited in their ability to form concentrations of power. For instance, Locke noted that while the executive and federative powers are different, they are often combined in a single institution (2nd Tr., § 148).
Locke believed that the legislative power was supreme over the executive and federative powers, which are subordinate. Locke reasoned that the legislative was supreme because it has law-giving authority; "[F]or what can give laws to another, must need to be superior to him" (2nd Tr., §150). According to Locke, legislative power derives its authority from the people, who have the right to make and unmake the legislature. He argues that once people consent to be governed by laws, only those representatives they have chosen can create laws on their behalf, and they are bound solely by laws enacted by these representatives.
Locke maintains that there are restrictions on the legislative power. Locke says that the legislature cannot govern arbitrarily, cannot levy taxes, or confiscate property without the consent of the governed (cf. "No taxation without representation"), and cannot transfer its law-making powers to another body, known as the nondelegation doctrine (2nd Tr., §142).
Montesquieu's separation of powers system
![image](https://www.english.nina.az/wikipedia/image/aHR0cHM6Ly93d3cuZW5nbGlzaC5uaW5hLmF6L3dpa2lwZWRpYS9pbWFnZS9hSFIwY0hNNkx5OTFjR3h2WVdRdWQybHJhVzFsWkdsaExtOXlaeTkzYVd0cGNHVmthV0V2WTI5dGJXOXVjeTkwYUhWdFlpOW1MMlpqTDAxdmJuUmxjM0YxYVdWMVh6RXVjRzVuTHpJeU1IQjRMVTF2Ym5SbGMzRjFhV1YxWHpFdWNHNW4ucG5n.png)
The term "tripartite system" is commonly ascribed to French Enlightenment political philosopher Montesquieu, although he did not use such a term but referred to the "distribution" of powers. In The Spirit of Law (1748), Montesquieu described the various forms of distribution of political power among a legislature, an executive, and a judiciary. Montesquieu's approach was to present and defend a form of government whose powers were not excessively centralized in a single monarch or similar ruler (a form known then as "aristocracy"). He based this model on the Constitution of the Roman Republic and the British constitutional system. Montesquieu took the view that the Roman Republic had powers separated so that no one could usurp complete power. In the British constitutional system, Montesquieu discerned a separation of powers among the monarch, Parliament, and the courts of law.
In every government there are three sorts of power: the legislative; the executive in respect to things dependent on the law of nations; and the executive in regard to matters that depend on the civil law.
By virtue of the first, the prince or magistrate enacts temporary or perpetual laws and amends or abrogates those that have been already enacted. By the second, he makes peace or war, sends or receives embassies, establishes public security, and provides against invasions. By the third, he punishes criminals or determines the disputes that arise between individuals. The latter we shall call the judiciary power, and the other simply the executive power of the state.
Montesquieu argues that each Power should only exercise its functions. He was quite explicit here:
When the legislative and executive powers are united in the same person, or in the same body of magistrates, there can be no liberty; because apprehensions may arise, lest the same monarch or senate should enact tyrannical laws, to execute them in a tyrannical manner.
Again, there is no liberty, if the judiciary power is not separated from the legislative and executive. Were it joined with the legislative, the life and liberty of the subject would be exposed to arbitrary control; for the judge would be then the legislator. Were it joined to the executive power, the judge might behave with violence and oppression.
There would be an end to everything, were the same man or the same body, whether of the nobles or of the people, to exercise those three powers, that of enacting laws, executing the public resolutions, and trying the causes of individuals.
Separation of powers requires a different source of legitimization, or a different act of legitimization from the same source, for each of the separate powers. If the legislative branch appoints the executive and judicial powers, as Montesquieu indicated, there will be no separation or division of its powers, since the power to appoint carries with it the power to revoke.
The executive power ought to be in the hands of a monarch, because this branch of government, having need of despatch, is better administered by one than by many: on the other hand, whatever depends on the legislative power is oftentimes better regulated by many than by a single person.
But if there were no monarch, and the executive power should be committed to a certain number of persons selected from the legislative body, there would be an end then of liberty; by reason, the two powers would be united, as the same persons would sometimes possess, and would be always able to possess, a share in both.
Montesquieu actually specified that the judicial independence has to be real, and not merely apparent. The judiciary was generally seen as the most important of the three powers, independent and unchecked.
Checks and balances
According to the principle of checks and balances, each of the branches of the state should have the power to limit or check the other two, creating a balance between the three separate powers of the state. Each branch's efforts to prevent either of the other branches from becoming supreme form part of an eternal conflict, which leaves the people free from government abuses. Immanuel Kant was an advocate of this, noting that "the problem of setting up a state can be solved even by a nation of devils" so long as they possess an appropriate constitution to pit opposing factions against each other. Checks and balances are designed to maintain the system of separation of powers keeping each branch in its place. The idea is that it is not enough to separate the powers and guarantee their independence but the branches need to have the constitutional means to defend their own legitimate powers from the encroachments of the other branches. Under this influence it was implemented in 1787 in the Constitution of the United States. In Federalist No. 78, Alexander Hamilton, citing Montesquieu, redefined the judiciary as a separately distinct branch of government with the legislative and the executive branches. Before Hamilton, many colonists in the American colonies had adhered to British political ideas and conceived of government as divided into executive and legislative branches (with judges operating as appendages of the executive branch).
James Madison wrote about checks (and balances) in Federalist No. 51:
If men were angels, no government would be necessary. If angels were to govern men, neither external nor internal controls on government would be necessary. In framing a government that is to be administered by men over men, the great difficulty lies in this: you must first enable the government to control the governed; and in the next place oblige it to control itself.
A dependence on the people is, no doubt, the primary control of the government; but experience has taught mankind the necessity of auxiliary precautions. This policy of supplying, by opposite and rival interests, the defect of better motives, might be traced through the whole system of human affairs, private as well as public. We see it particularly displayed in all the subordinate distributions of power, where the constant aim is to divide and arrange the several offices in such a manner as that each may be a check on the other and that the private interest of every individual may be a sentinel over the public rights. These inventions of prudence cannot be less requisite in the distribution of the supreme powers of the State.
Thomas Paine wrote about balances in Common Sense:
Some writers have explained the English Constitution thus: the king, say they, is one, the people another; the peers are a house in behalf of the king, the Commons in behalf of the people; but this hath all the distinctions of a house divided against itself; and though the expressions be pleasantly arranged, yet when examined they appear idle and ambiguous...how came the king by a power which the people are afraid to trust, and always obliged to check? Such a power could not be the gift of a wise people, neither can any power, which needs checking, be from God; yet the provision which the Constitution makes supposes such a power to exist.
But the provision is unequal to the task; the means either cannot or will not accomplish the end, and the whole affair is a Felo de se: for as the greater weight will always carry up the less, and as all the wheels of a machine are put in motion by one, it only remains to know which power in the constitution has the most weight, for that will govern: and though the others, or a part of them, may clog, or, as the phrase is, check the rapidity of its motion, yet so long as they cannot stop it, their endeavours will be ineffectual: The first moving power will at last have its way, and what it wants in speed is supplied by time.
Theories of division of state power
There are different theories about how to differentiate the functions of the state (or types of government power), so that they may be distributed among multiple structures of government (usually called branches of government, or arms). There are analytical theories that provide a conceptual lens through which to understand the separation of powers as realized in real-world governments (developed by the academic discipline of comparative government); there are also normative theories, both of political philosophy and constitutional law, meant to propose a reasoned (not conventional or arbitrary) way to separate powers. Disagreement arises between various normative theories in particular about what is the (desirable, in the case of political philosophy, or prescribed, in the case of legal studies) allocation of functions to specific governing bodies or branches of government. How to correctly or usefully delineate and define the ‘state functions’ is another major bone of contention.
Legislation
The legislative function of the government broadly consists of authoritatively issuing binding rules.
Adjudication
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The function of adjudication (judicial function) is the binding application of legal rules to a particular case, which usually involves creatively interpreting and developing these rules.
Execution
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The executive function of government includes many exercises of powers in fact, whether in carrying into effect legal decisions or affecting the real world on its own initiative.
Proposed fourth types
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Adjudicating constitutional disputes is sometimes conceptually distinguished from other types of power, because applying the often unusually indeterminate provisions of constitutions tends to call for exceptional methods to come to reasoned decisions. Administration is sometimes proposed as a hybrid function, combining aspects of the three other functions; opponents of this view conceive of the actions of administrative agencies as consisting of the three established functions being exercised next to each other merely in fact. Supervision and integrity-assuring activities (e.g., supervision of elections), as well as mediating functions (pouvoir neutre), are also in some instances regarded as their type, rather than a subset or combination of other types. For instance, Sweden has four powers, judicial, executive, legislative, and administrative branches.
One example of a country with more than 3 branches is Taiwan, which uses a five-branch system. This system consists of the Executive Yuan, Legislative Yuan, Judicial Yuan, Control Yuan, and Examination Yuan.
See also
- Constitutionalism
- Fusion of powers
- Parliamentary sovereignty
- Philosophy of law
- Pith and substance
- Power sharing
- Reserve power
- Separation of duties
- Unified power
References
- Gwyn, William B. (1965). The Meaning of the Separation of Powers. New Orleans/The Hague: Tulane University Press/Martinus Nijhoff. OCLC 174573519.
- Vile, Maurice J. C. (1967). Constitutionalism and the Separation of Powers. Oxford: Clarendon Press. OCLC 390050.
- Barber, Nicholas W. (March 2001). "Prelude to the Separation of Powers". The Cambridge Law Journal. 60 (1): 59–88. doi:10.1017/S0008197301000629. JSTOR 4508751.
- Waldron, Jeremy (28 March 2013). "Separation of Powers in Thought and Practice?". Boston College Law Review. 54 (2): 433–468.
- Möllers, Christoph [in German] (2013). The Three Branches: A Comparative Model of Separation of Powers. Oxford University Press. ISBN 9780198738084. OCLC 818450015.
- Saunders, Cheryl (2018). "Theoretical underpinnings of the separation of powers (ch. 4)". In Jacobsohn, Gary; Schor, Miguel (eds.). Comparative Constitutional Theory. Research Handbooks in Comparative Constitutional Law. Cheltenham, England; Northampton, MA: Edward Elgar. pp. 66‒85. doi:10.4337/9781784719135.00009. ISBN 978-1-78471-912-8. OCLC 999482105.
- Möllers, Christoph (September 2019). "Separation of Powers (ch. 9)". In Masterman, Roger; Schütze, Robert (eds.). The Cambridge Companion to Comparative Constitutional Law. Cambridge Companions to Law. Cambridge University Press. pp. 230‒257. doi:10.1017/9781316716731. ISBN 978-1-107-16781-0. OCLC 1099539425.
Further reading
- Peter Barenboim, Biblical Roots of Separation of Powers, Moscow, Letny Sad, 2005. ISBN 5-94381-123-0, Permalink: LC Catalog - Item Information (Full Record)
- Biancamaria Fontana (ed.), The Invention of the Modern Republic (2007) ISBN 978-0-521-03376-3
- Bernard Manin, Principles of Representative Government (1995; English version 1997) ISBN 0-521-45258-9 (hbk), ISBN 0-521-45891-9 (pbk)
- José María Maravall and Adam Przeworski (eds), Democracy and the Rule of Law (2003) ISBN 0-521-82559-8 (hbk), ISBN 0-521-53266-3 (pbk)
- Paul A. Rahe, Montesquieu and the Logic of Liberty (2009) ISBN 978-0-300-14125-2 (hbk), ISBN 978-0-300-16808-2 (pbk)
- Iain Stewart, "Men of Class: Aristotle, Montesquieu and Dicey on 'Separation of Powers' and 'the Rule of Law'" 4 Macquarie Law Journal 187 (2004)
- Iain Stewart, "Montesquieu in England: his 'Notes on England', with Commentary and Translation" (2002)
- Alec Stone Sweet, Governing with Judges: Constitutional Politics in Europe (2000) ISBN 978-0-19-829730-7
- Evan C. Zoldan, Is the Federal Judiciary Independent of Congress?, 70 Stan. L. Rev. Online 135 (2018).
External links
![image](https://www.english.nina.az/wikipedia/image/aHR0cHM6Ly93d3cuZW5nbGlzaC5uaW5hLmF6L3dpa2lwZWRpYS9pbWFnZS9hSFIwY0hNNkx5OTFjR3h2WVdRdWQybHJhVzFsWkdsaExtOXlaeTkzYVd0cGNHVmthV0V2WTI5dGJXOXVjeTkwYUhWdFlpOW1MMlpoTDFkcGEybHhkVzkwWlMxc2IyZHZMbk4yWnk4ek5IQjRMVmRwYTJseGRXOTBaUzFzYjJkdkxuTjJaeTV3Ym1jPS5wbmc=.png)
- Polybius and the Founding Fathers: the separation of powers
- Arbitrary Government Described and the Government of the Massachusetts Vindicated from that Aspersion (1644)
Notes
Explanatory notes
Citation footnotes
- Waldron 2013, pp. 457–458.
- Waldron 2013, pp. 459–460.
- Polibius. (~150 B.C.). The Rise of the Roman Empire. Translated by Ian Scott-Kilvert (1979). Penguin Classics. London, England.
- Quoted in Jan Weerda, Calvin, in Evangelisches Soziallexikon, Third Edition (1960), Stuttgart (Germany), col. 210
- Ward, Lee (4 December 2014). Modern Democracy and the Theological-Political Problem in Spinoza, Rousseau, and Jefferson. Recovering Political Philosophy. Palgrave Macmillan (published 2014). pp. 25–26. ISBN 9781137475053.
Calvin's republican sympathies derived from his view of human nature as deeply flawed. Compound or mixed governments reflect the reality that human frailty justifies and necessitates institutional checks and balances to the magistrate's presumed propensity to abuse power. It was this commitment to checks and balances that became the basis of Calvin's resistance theory, according to which inferior magistrates have a duty to resist or restrain a tyrannical sovereign.
- Clifton E. Olmstead (1960), History of Religion in the United States, Prentice-Hall, Englewood Cliffs, N.J., pp. 9–10
- Fennell, Christopher. "Plymouth Colony Legal Structure". Histarch.uiuc.edu. Archived from the original on 29 April 2012. Retrieved 12 January 2013.
- Otto Heinrich von der Gablentz, Gewalt, Gewaltenteilung, In Evangelisches Soziallexikon, col. 420
- Galdia, Marcus (2009). Legal Linguistics. Frankfurt am Main: Peter Lang. p. 249. ISBN 9783631594636.
[...] in the absence of a written constitution in England it may at times be difficult to determine whether a particular text belongs to the constitutional law, i.e. forms the corpus of legal constitutional acts of England [...].
- Vile, M. J. (1967). The separation of powers. In: Greene, J. P., & Pole, J. R. (Eds.). (2008). A companion to the American Revolution, Ch. 87. John Wiley & Sons.
- Marshall J. (2013). Whig Thought and the Revolution of 1688–91. In: Harris, T., & Taylor, S. (Eds.). (2015). The final crisis of the Stuart monarchy: the revolutions of 1688–91 in their British, Atlantic and European contexts, Chapter 3. Boydell & Brewer.
- "Embassy of Ukraine in the Republic of Iraq – the constitution of Philip Orlik in 1710".
- Kurland, Phillip (1986). "The Rise and Fall of the "Doctrine" of Separation of Powers". Michigan Law Review. 85 (3): 595. doi:10.2307/1288758. JSTOR 1288758.
- Tuckness, Alex (2002). "Institutional Roles, Legislative View". Locke and the Legislative Point of View: Toleration, Contested Principles, and the Law. Princeton University Press. p. 133. ISBN 0691095043.
- Tuckness, Locke and the Legislative Point of View: Toleration, Contested Principles, and the Law, at p. 126
- Locke, John (1824). Two Treatises of Government. C. and J. Rivington. p. 215.
- "Esprit des lois (1777)/L11/C6 - Wikisource". fr.wikisource.org (in French). Retrieved 11 March 2018.
- Price, Sara (22 February 2011), The Roman Republic in Montesquieu and Rousseau – Abstract, SSRN 1766947
- Schindler, Ronald, Montesquieu's Political Writings, archived from the original on 12 October 2013, retrieved 19 November 2012
- Lloyd, Marshall Davies (22 September 1998), Polybius and the Founding Fathers: the separation of powers, retrieved 17 November 2012
- Charles de Secondat, Baron de Montesquieu, The Spirit of Laws, trans. by Thomas Nugent, revised ed. (New York: Colonial Press, 1899), Book 11, s. 6, pp. 151–162 at 151.
- Montesquieu, The Spirit of Laws, at pp. 151–52.
- Montesquieu, The Spirit of Laws, at p. 156.
- Stephen Holmes, "Lineages of the Rule of Law", in Adam Przeworski & José María Maravall, eds., Democracy & the Rule of Law, Cambridge Studies in the Theory of Democracy Series, № 5 (Cambridge University Press, 2003), pp. 19–61 at 26, ISBN 0-521-53266-3.
- Przeworski 2003, p.13
- Kant, Immanuel (1971). "Perpetual Peace". In Reiss, Hans (ed.). Political Writings. Cambridge, England: Cambridge U.P. pp. 112–13. ISBN 9781107268364.
- "The Avalon Project: Federalist No 48". avalon.law.yale.edu. Retrieved 28 March 2018.
- Wood, Gordon S. (2018). Scalia, Antonin (ed.). Comment. Princeton: Princeton University Press. pp. 49–64. doi:10.2307/j.ctvbj7jxv.6. Retrieved 12 December 2020.
{{cite book}}
:|journal=
ignored (help) - "The Strengths of the Weakest Arm, Keynote address, Australian Bar Association Conference, Florence, 2 July 2004". Archived from the original on 22 August 2023. Retrieved 22 August 2023.
- James, Madison. "The Avalon Project: Federalist No. 51". avalon.law.yale.edu. Retrieved 24 March 2018.
- Paine, Thomas (1776). "Republican Government: On the Origin and Design of Government in General, With Concise Remarks on the English Constitution". Common Sense.
- Möllers 2019, p. 239: "The modern theory of separated powers [...] addresses the necessary or possible relations between [institutional] actors and their normative ‘functions’. Legislation, execution of laws and adjudication are ‘functions’ that the states or other public authorities fulfil and that are carried out by respective ‘branches’. In this context, the notion of ‘function’ refers to different types of legally relevant actions."
- On this distinction, see Möllers 2019, p. 231.
- Möllers 2019, p. 234.
- Möllers 2019, p. 240.
This article has multiple issues Please help improve it or discuss these issues on the talk page Learn how and when to remove these messages This article possibly contains original research Please improve it by verifying the claims made and adding inline citations Statements consisting only of original research should be removed July 2024 Learn how and when to remove this message This article may be unbalanced toward certain viewpoints Please improve the article by adding information on neglected viewpoints or discuss the issue on the talk page July 2024 This article contains too many or overly lengthy quotations Please help summarize the quotations Consider transferring direct quotations to Wikiquote or excerpts to Wikisource July 2024 Learn how and when to remove this message The separation of powers principle functionally differentiates several types of state power usually law making adjudication and execution and requires these operations of government to be conceptually and institutionally distinguishable and articulated thereby maintaining the integrity of each To put this model into practice government is divided into structurally independent branches to perform various functions most often a legislature a judiciary and an administration sometimes known as the trias politica When each function is allocated strictly to one branch a government is described as having a high degree of separation whereas when one person or branch plays a significant part in the exercise of more than one function this represents a fusion of powers HistoryAntiquity In the Roman Republic the Roman Senate Consuls and the Assemblies showed an example of a mixed government according to Polybius Histories Book 6 11 13 It was Polybius who described and explained the system of checks and balances in detail crediting Lycurgus of Sparta with the first government of this kind Early modern concepts of mixed government John Calvin 1509 1564 favoured a system of government that divided political power between democracy and aristocracy mixed government Calvin appreciated the advantages of democracy stating It is an invaluable gift if God allows a people to elect its own government and magistrates In order to reduce the danger of misuse of political power Calvin suggested setting up several political institutions that should complement and control each other in a system of checks and balances In this way Calvin and his followers resisted political absolutism and furthered the growth of democracy Calvin aimed to protect the rights and the well being of ordinary people need quotation to verify In 1620 a group of English separatist Congregationalists and Anglicans later known as the Pilgrim Fathers founded Plymouth Colony in North America Enjoying self rule they established a bipartite democratic system of government The freemen elected the General Court which functioned as legislature and judiciary and which in turn elected a governor who together with his seven assistants served in the functional role of providing executive power Massachusetts Bay Colony founded 1628 Rhode Island 1636 Connecticut 1636 New Jersey and Pennsylvania had similar constitutions they all separated political powers John Locke 1632 1704 deduced from a study of the English constitutional system the advantages of dividing political power into the legislative which should be distributed among several bodies for example the House of Lords and the House of Commons on the one hand and the executive and federative power responsible for the protection of the country and prerogative of the monarch on the other hand as the Kingdom of England had no written constitution Tripartite system During the English Civil War the parliamentarians viewed the English system of government as composed of three branches the King the House of Lords and the House of Commons where the first should have executive powers only and the latter two legislative powers One of the first documents proposing a tripartite system of separation of powers was the Instrument of Government written by the English general John Lambert in 1653 and soon adopted as the constitution of England for few years during The Protectorate The system comprised a legislative branch the Parliament and two executive branches the English Council of State and the Lord Protector all being elected though the Lord Protector was elected for life and having checks upon each other A further development in English thought was the idea that the judicial powers should be separated from the executive branch This followed the use of the juridical system by the Crown to prosecute opposition leaders following the Restoration in the late years of Charles II and during the short reign of James II namely during the 1680s The first constitutional document to establish the principle of the separation of powers in government between the legislative executive and judiciary branches was Pacts and Constitutions of Rights and Freedoms of the Zaporizhian Host written in 1710 by Ukrainian Hetman Pylyp Orlyk verification needed John Locke s legislative executive and federative powers John Locke An earlier forerunner to Montesquieu s tripartite system was articulated by John Locke in his work Two Treatises of Government 1690 In the Two Treatises Locke distinguished between legislative executive and federative power Locke defined legislative power as having the right to direct how the force of the commonwealth shall be employed 2nd Tr 143 while executive power entailed the execution of the laws that are made and remain in force 2nd Tr 144 Locke further distinguished federative power which entailed the power of war and peace leagues and alliances and all transactions with all persons and communities without outside the commonwealth 2nd Tr 145 or what is now known as foreign policy Locke distinguishes between separate powers but not discretely separate institutions and notes that one body or person can share in two or more of the powers Within these factors Locke heavily argues for Autry for Action as the scope and intensity of these campaigns are extremely limited in their ability to form concentrations of power For instance Locke noted that while the executive and federative powers are different they are often combined in a single institution 2nd Tr 148 Locke believed that the legislative power was supreme over the executive and federative powers which are subordinate Locke reasoned that the legislative was supreme because it has law giving authority F or what can give laws to another must need to be superior to him 2nd Tr 150 According to Locke legislative power derives its authority from the people who have the right to make and unmake the legislature He argues that once people consent to be governed by laws only those representatives they have chosen can create laws on their behalf and they are bound solely by laws enacted by these representatives Locke maintains that there are restrictions on the legislative power Locke says that the legislature cannot govern arbitrarily cannot levy taxes or confiscate property without the consent of the governed cf No taxation without representation and cannot transfer its law making powers to another body known as the nondelegation doctrine 2nd Tr 142 Montesquieu s separation of powers system Montesquieu The term tripartite system is commonly ascribed to French Enlightenment political philosopher Montesquieu although he did not use such a term but referred to the distribution of powers In The Spirit of Law 1748 Montesquieu described the various forms of distribution of political power among a legislature an executive and a judiciary Montesquieu s approach was to present and defend a form of government whose powers were not excessively centralized in a single monarch or similar ruler a form known then as aristocracy He based this model on the Constitution of the Roman Republic and the British constitutional system Montesquieu took the view that the Roman Republic had powers separated so that no one could usurp complete power In the British constitutional system Montesquieu discerned a separation of powers among the monarch Parliament and the courts of law In every government there are three sorts of power the legislative the executive in respect to things dependent on the law of nations and the executive in regard to matters that depend on the civil law By virtue of the first the prince or magistrate enacts temporary or perpetual laws and amends or abrogates those that have been already enacted By the second he makes peace or war sends or receives embassies establishes public security and provides against invasions By the third he punishes criminals or determines the disputes that arise between individuals The latter we shall call the judiciary power and the other simply the executive power of the state Montesquieu argues that each Power should only exercise its functions He was quite explicit here When the legislative and executive powers are united in the same person or in the same body of magistrates there can be no liberty because apprehensions may arise lest the same monarch or senate should enact tyrannical laws to execute them in a tyrannical manner Again there is no liberty if the judiciary power is not separated from the legislative and executive Were it joined with the legislative the life and liberty of the subject would be exposed to arbitrary control for the judge would be then the legislator Were it joined to the executive power the judge might behave with violence and oppression There would be an end to everything were the same man or the same body whether of the nobles or of the people to exercise those three powers that of enacting laws executing the public resolutions and trying the causes of individuals Separation of powers requires a different source of legitimization or a different act of legitimization from the same source for each of the separate powers If the legislative branch appoints the executive and judicial powers as Montesquieu indicated there will be no separation or division of its powers since the power to appoint carries with it the power to revoke The executive power ought to be in the hands of a monarch because this branch of government having need of despatch is better administered by one than by many on the other hand whatever depends on the legislative power is oftentimes better regulated by many than by a single person But if there were no monarch and the executive power should be committed to a certain number of persons selected from the legislative body there would be an end then of liberty by reason the two powers would be united as the same persons would sometimes possess and would be always able to possess a share in both Montesquieu actually specified that the judicial independence has to be real and not merely apparent The judiciary was generally seen as the most important of the three powers independent and unchecked Checks and balances According to the principle of checks and balances each of the branches of the state should have the power to limit or check the other two creating a balance between the three separate powers of the state Each branch s efforts to prevent either of the other branches from becoming supreme form part of an eternal conflict which leaves the people free from government abuses Immanuel Kant was an advocate of this noting that the problem of setting up a state can be solved even by a nation of devils so long as they possess an appropriate constitution to pit opposing factions against each other Checks and balances are designed to maintain the system of separation of powers keeping each branch in its place The idea is that it is not enough to separate the powers and guarantee their independence but the branches need to have the constitutional means to defend their own legitimate powers from the encroachments of the other branches Under this influence it was implemented in 1787 in the Constitution of the United States In Federalist No 78 Alexander Hamilton citing Montesquieu redefined the judiciary as a separately distinct branch of government with the legislative and the executive branches Before Hamilton many colonists in the American colonies had adhered to British political ideas and conceived of government as divided into executive and legislative branches with judges operating as appendages of the executive branch James Madison wrote about checks and balances in Federalist No 51 If men were angels no government would be necessary If angels were to govern men neither external nor internal controls on government would be necessary In framing a government that is to be administered by men over men the great difficulty lies in this you must first enable the government to control the governed and in the next place oblige it to control itself A dependence on the people is no doubt the primary control of the government but experience has taught mankind the necessity of auxiliary precautions This policy of supplying by opposite and rival interests the defect of better motives might be traced through the whole system of human affairs private as well as public We see it particularly displayed in all the subordinate distributions of power where the constant aim is to divide and arrange the several offices in such a manner as that each may be a check on the other and that the private interest of every individual may be a sentinel over the public rights These inventions of prudence cannot be less requisite in the distribution of the supreme powers of the State Thomas Paine wrote about balances in Common Sense Some writers have explained the English Constitution thus the king say they is one the people another the peers are a house in behalf of the king the Commons in behalf of the people but this hath all the distinctions of a house divided against itself and though the expressions be pleasantly arranged yet when examined they appear idle and ambiguous how came the king by a power which the people are afraid to trust and always obliged to check Such a power could not be the gift of a wise people neither can any power which needs checking be from God yet the provision which the Constitution makes supposes such a power to exist But the provision is unequal to the task the means either cannot or will not accomplish the end and the whole affair is a Felo de se for as the greater weight will always carry up the less and as all the wheels of a machine are put in motion by one it only remains to know which power in the constitution has the most weight for that will govern and though the others or a part of them may clog or as the phrase is check the rapidity of its motion yet so long as they cannot stop it their endeavours will be ineffectual The first moving power will at last have its way and what it wants in speed is supplied by time Theories of division of state powerThere are different theories about how to differentiate the functions of the state or types of government power so that they may be distributed among multiple structures of government usually called branches of government or arms There are analytical theories that provide a conceptual lens through which to understand the separation of powers as realized in real world governments developed by the academic discipline of comparative government there are also normative theories both of political philosophy and constitutional law meant to propose a reasoned not conventional or arbitrary way to separate powers Disagreement arises between various normative theories in particular about what is the desirable in the case of political philosophy or prescribed in the case of legal studies allocation of functions to specific governing bodies or branches of government How to correctly or usefully delineate and define the state functions is another major bone of contention Legislation The legislative function of the government broadly consists of authoritatively issuing binding rules Adjudication This section needs expansion You can help by adding to it July 2024 The function of adjudication judicial function is the binding application of legal rules to a particular case which usually involves creatively interpreting and developing these rules Execution This section needs expansion You can help by adding to it July 2024 The executive function of government includes many exercises of powers in fact whether in carrying into effect legal decisions or affecting the real world on its own initiative Proposed fourth types This section needs expansion You can help by adding to it July 2024 Adjudicating constitutional disputes is sometimes conceptually distinguished from other types of power because applying the often unusually indeterminate provisions of constitutions tends to call for exceptional methods to come to reasoned decisions Administration is sometimes proposed as a hybrid function combining aspects of the three other functions opponents of this view conceive of the actions of administrative agencies as consisting of the three established functions being exercised next to each other merely in fact Supervision and integrity assuring activities e g supervision of elections as well as mediating functions pouvoir neutre are also in some instances regarded as their type rather than a subset or combination of other types For instance Sweden has four powers judicial executive legislative and administrative branches One example of a country with more than 3 branches is Taiwan which uses a five branch system This system consists of the Executive Yuan Legislative Yuan Judicial Yuan Control Yuan and Examination Yuan See alsoConstitutionalism Fusion of powers Parliamentary sovereignty Philosophy of law Pith and substance Power sharing Reserve power Separation of duties Unified powerReferencesGwyn William B 1965 The Meaning of the Separation of Powers New Orleans The Hague Tulane University Press Martinus Nijhoff OCLC 174573519 Vile Maurice J C 1967 Constitutionalism and the Separation of Powers Oxford Clarendon Press OCLC 390050 Barber Nicholas W March 2001 Prelude to the Separation of Powers The Cambridge Law Journal 60 1 59 88 doi 10 1017 S0008197301000629 JSTOR 4508751 Waldron Jeremy 28 March 2013 Separation of Powers in Thought and Practice Boston College Law Review 54 2 433 468 Mollers Christoph in German 2013 The Three Branches A Comparative Model of Separation of Powers Oxford University Press ISBN 9780198738084 OCLC 818450015 Saunders Cheryl 2018 Theoretical underpinnings of the separation of powers ch 4 In Jacobsohn Gary Schor Miguel eds Comparative Constitutional Theory Research Handbooks in Comparative Constitutional Law Cheltenham England Northampton MA Edward Elgar pp 66 85 doi 10 4337 9781784719135 00009 ISBN 978 1 78471 912 8 OCLC 999482105 Mollers Christoph September 2019 Separation of Powers ch 9 In Masterman Roger Schutze Robert eds The Cambridge Companion to Comparative Constitutional Law Cambridge Companions to Law Cambridge University Press pp 230 257 doi 10 1017 9781316716731 ISBN 978 1 107 16781 0 OCLC 1099539425 Further readingPeter Barenboim Biblical Roots of Separation of Powers Moscow Letny Sad 2005 ISBN 5 94381 123 0 Permalink LC Catalog Item Information Full Record Biancamaria Fontana ed The Invention of the Modern Republic 2007 ISBN 978 0 521 03376 3 Bernard Manin Principles of Representative Government 1995 English version 1997 ISBN 0 521 45258 9 hbk ISBN 0 521 45891 9 pbk Jose Maria Maravall and Adam Przeworski eds Democracy and the Rule of Law 2003 ISBN 0 521 82559 8 hbk ISBN 0 521 53266 3 pbk Paul A Rahe Montesquieu and the Logic of Liberty 2009 ISBN 978 0 300 14125 2 hbk ISBN 978 0 300 16808 2 pbk Iain Stewart Men of Class Aristotle Montesquieu and Dicey on Separation of Powers and the Rule of Law 4 Macquarie Law Journal 187 2004 Iain Stewart Montesquieu in England his Notes on England with Commentary and Translation 2002 Alec Stone Sweet Governing with Judges Constitutional Politics in Europe 2000 ISBN 978 0 19 829730 7 Evan C Zoldan Is the Federal Judiciary Independent of Congress 70 Stan L Rev Online 135 2018 External linksWikiquote has quotations related to Separation of powers Polybius and the Founding Fathers the separation of powers Arbitrary Government Described and the Government of the Massachusetts Vindicated from that Aspersion 1644 NotesExplanatory notes Citation footnotes Waldron 2013 pp 457 458 Waldron 2013 pp 459 460 Polibius 150 B C The Rise of the Roman Empire Translated by Ian Scott Kilvert 1979 Penguin Classics London England Quoted in Jan Weerda Calvin in Evangelisches Soziallexikon Third Edition 1960 Stuttgart Germany col 210 Ward Lee 4 December 2014 Modern Democracy and the Theological Political Problem in Spinoza Rousseau and Jefferson Recovering Political Philosophy Palgrave Macmillan published 2014 pp 25 26 ISBN 9781137475053 Calvin s republican sympathies derived from his view of human nature as deeply flawed Compound or mixed governments reflect the reality that human frailty justifies and necessitates institutional checks and balances to the magistrate s presumed propensity to abuse power It was this commitment to checks and balances that became the basis of Calvin s resistance theory according to which inferior magistrates have a duty to resist or restrain a tyrannical sovereign Clifton E Olmstead 1960 History of Religion in the United States Prentice Hall Englewood Cliffs N J pp 9 10 Fennell Christopher Plymouth Colony Legal Structure Histarch uiuc edu Archived from the original on 29 April 2012 Retrieved 12 January 2013 Otto Heinrich von der Gablentz Gewalt Gewaltenteilung In Evangelisches Soziallexikon col 420 Galdia Marcus 2009 Legal Linguistics Frankfurt am Main Peter Lang p 249 ISBN 9783631594636 in the absence of a written constitution in England it may at times be difficult to determine whether a particular text belongs to the constitutional law i e forms the corpus of legal constitutional acts of England Vile M J 1967 The separation of powers In Greene J P amp Pole J R Eds 2008 A companion to the American Revolution Ch 87 John Wiley amp Sons Marshall J 2013 Whig Thought and the Revolution of 1688 91 In Harris T amp Taylor S Eds 2015 The final crisis of the Stuart monarchy the revolutions of 1688 91 in their British Atlantic and European contexts Chapter 3 Boydell amp Brewer Embassy of Ukraine in the Republic of Iraq the constitution of Philip Orlik in 1710 Kurland Phillip 1986 The Rise and Fall of the Doctrine of Separation of Powers Michigan Law Review 85 3 595 doi 10 2307 1288758 JSTOR 1288758 Tuckness Alex 2002 Institutional Roles Legislative View Locke and the Legislative Point of View Toleration Contested Principles and the Law Princeton University Press p 133 ISBN 0691095043 Tuckness Locke and the Legislative Point of View Toleration Contested Principles and the Law at p 126 Locke John 1824 Two Treatises of Government C and J Rivington p 215 Esprit des lois 1777 L11 C6 Wikisource fr wikisource org in French Retrieved 11 March 2018 Price Sara 22 February 2011 The Roman Republic in Montesquieu and Rousseau Abstract SSRN 1766947 Schindler Ronald Montesquieu s Political Writings archived from the original on 12 October 2013 retrieved 19 November 2012 Lloyd Marshall Davies 22 September 1998 Polybius and the Founding Fathers the separation of powers retrieved 17 November 2012 Charles de Secondat Baron de Montesquieu The Spirit of Laws trans by Thomas Nugent revised ed New York Colonial Press 1899 Book 11 s 6 pp 151 162 at 151 Montesquieu The Spirit of Laws at pp 151 52 Montesquieu The Spirit of Laws at p 156 Stephen Holmes Lineages of the Rule of Law in Adam Przeworski amp Jose Maria Maravall eds Democracy amp the Rule of Law Cambridge Studies in the Theory of Democracy Series 5 Cambridge University Press 2003 pp 19 61 at 26 ISBN 0 521 53266 3 Przeworski 2003 p 13 Kant Immanuel 1971 Perpetual Peace In Reiss Hans ed Political Writings Cambridge England Cambridge U P pp 112 13 ISBN 9781107268364 The Avalon Project Federalist No 48 avalon law yale edu Retrieved 28 March 2018 Wood Gordon S 2018 Scalia Antonin ed Comment Princeton Princeton University Press pp 49 64 doi 10 2307 j ctvbj7jxv 6 Retrieved 12 December 2020 a href wiki Template Cite book title Template Cite book cite book a journal ignored help The Strengths of the Weakest Arm Keynote address Australian Bar Association Conference Florence 2 July 2004 Archived from the original on 22 August 2023 Retrieved 22 August 2023 James Madison The Avalon Project Federalist No 51 avalon law yale edu Retrieved 24 March 2018 Paine Thomas 1776 Republican Government On the Origin and Design of Government in General With Concise Remarks on the English Constitution Common Sense Mollers 2019 p 239 The modern theory of separated powers addresses the necessary or possible relations between institutional actors and their normative functions Legislation execution of laws and adjudication are functions that the states or other public authorities fulfil and that are carried out by respective branches In this context the notion of function refers to different types of legally relevant actions On this distinction see Mollers 2019 p 231 Mollers 2019 p 234 Mollers 2019 p 240